Organizational Risk Mitigation

Company :

A public limited company having several decades of foothold in chemicals and pharma products.

Challenge :

In line with the statutory provisions of companies act, the company required to document, implement and certify the internal control framework, with respect to the design and adequacy of controls vis-a-vis the risks in the business processes.

Solution :

We championed the project of implementing the internal control framework in line with the statutory requirements. This entailed preparing the project plan, scoping of key business processes in the financial, operational and IT domains, discussions with the process owners and implementers, preparing the narratives of the key business processes, assessing risks and controls, testing the adequacy of controls, preparing the necessary documentation for review and sign off by the statutory audit team.

Outcomes :

Our project was completed in a timely manner and the outcome was not only the review, sign offs by both Executive Management and the Statutory auditor, but also a documented workflow for daily operations, setting KPIs and KRAs and the performance appraisal of teams.

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